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The following information are general disclosures regarding Regatta Research and Money Management, our investment strategies, and the information found on this website:
- Regatta Research & Money Management, L.L.C. is a registered investment advisor located in Metairie, Louisiana.
- Regatta and its representatives are in compliance with the current notice filing requirements imposed upon SEC registered investment advisors by those states in which Regatta maintains clients.
- Regatta may only transact business in those states in which it is registered, or qualifies for an exemption or an exclusion from registration statements.
- This information is not an offer to buy or sell securities.
- Past performance is no guarantee of future results, and you may have a gain or loss when selling an investment.
- Investing is not FDIC insured.
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- Always ask for and examine an advisory agreement and disclosure brochure (SEC Form ADV), along with current prospectus before investing.
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- The publication of Regatta’s web site on the Internet should not be construed by any consumer and/or prospective client as Regatta’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice, for compensation, over the Internet.
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For information pertaining to the registration status of Regatta, please contact the United States Securities and Exchange Commission (the "Commission)" and/or the state securities law administrators for whose states Regatta maintains a notice filing. A copy of Regatta’s current written disclosure document discussing Regatta’s business operations, services, and fees is available upon written request.