Individuals

What can Regatta do for you and your family?

You are not alone! We are here to provide you with the same services, research and analysis that we provide institutional investors and advisors throughout the U.S. and the world. We will act as your financial steward for your nest egg. We will watch it, protect it, and help it grow in line with your values and goals everyday.

Regatta will make unbiased recommendations, free of the influence of commissions, on your retirement, college, tax and estate planning.

We will recommend large, national custodians that we think offer the best balance between saving money and having a large number of options. Regatta is independent and we are not tied to any one company as a custodian; we are tied to our client’s success, your success. We can shop around for you and find which companies are offering you the most attractive deals.

We will actively manage your portfolio for you, even your 401k plan at your current employer. We will monitor and make the changes for you when necessary. We will shift from stock to ETFs or funds when market conditions dictate.

We will also attempt to protect your portfolio to control risk and limit downside volatility. We will utilize stops and sell off funds, stocks, and ETFs for you when, in our estimation, they violate our risk parameters.

We will manage your portfolio on an ongoing basis. We do not make one time recommendations and forget about you after a commission is received because we do not accept commissions. We are only rewarded a percentage of the value of your portfolio on an ongoing basis. Thus, our incentive is to create a long-term relationship, not a one-time transaction.

We will work to educate you about the ins and outs of financial planning. We will work to include and make sure your personal values and feelings about money and investing are aligned with your financial plan.

Contact Regatta Today

This is not an offer to buy or sell securities. Past performance is no guarantee of future results, and you may have a gain or loss when selling an investment. Not FDIC insured. Not bank guaranteed. No current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by advisor), or product made reference to directly or indirectly on this web site, will be profitable or equal to corresponding indicated performance levels. Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of the investment management fee, the incurrence of which would have {the} effect of decreasing historical performance results. Always ask for and examine an advisory agreement and disclosure brochure (SEC Form ADV), along with current prospectus before investing. Consult with a professional before investing. Please note that there is no assurance that trading models will achieve their past or projected results and could result in a loss. Regatta Research & Money Management, L.L.C. is a registered investment advisor located in Metairie, Louisiana. Regatta and its representatives are in compliance with the current notice filing requirements imposed upon SEC registered investment advisors by those states in which Regatta maintains clients. Regatta may only transact business in those states in which it is registered, or qualifies for an exemption or an exclusion from registration statements. Regatta's web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of Regatta's web site on the Internet should not be construed by any consumer and/or prospective client as Regatta's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice, for compensation, over the Internet. Any subsequent, direct communication by Regatta with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration where the prospective client resides. For information pertaining to the registration status of Regatta, please contact the United States Securities and Exchange Commission (the "Commission)" and/or the state securities law administrators for whose states Regatta maintains a notice filing. A copy of Regatta's current written disclosure document discussing Regatta's business operations, services, and fees is available upon written request. Regatta does not make any representations or warranties as to the accuracy, the timeliness, suitability, completeness or relevance of any information prepared by an unaffiliated third party, whether linked to Regatta's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.