Regatta Research & Money Management, LLC

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Why Us

Free Market Outlook
We are extending an exclusive invitation for you to gain access to our proprietary research that is normally reserved for our individual and institutional clients. This report is our way of introducing you to our time tested investment methodology.

Investor Starter Kit
Receive a hard copy from us in the mail. Learn more about our history, philosophy, services and code of ethics. We will mail your kit within one business day and include a free hard copy of our market outlook. Get yours today.

Why Regatta?

Regatta Research & Money Management, LLC excels in the three most important criteria for choosing a wealth management firm.

A Proven Track Record
Our flagship Clipper account has historically outperformed the major market indices on an absolute, relative, and risk adjusted return basis.
Experience, Depth and Expertise
As a leading wealth management firm, we provide a guiding hand through bull and bear markets by actively managing and protecting your portfolio. Throughout the years, we have won numerous national awards and recognitions including:
- Regatta was listed in Forbes as one of the "Top 10 Most Dependable Wealth Managers in the Southeastern United States" in their November 12, 2007 issue.
- Bloomberg Magazine named Regatta as one of the "Top 400 Wealth Management Superstars in the United States" in 2006 & 2007.
- Money Magazine turned to Regatta’s portfolio managers for our outlook on the Financial and Energy sector.
- The national institutional periodical Wall Street Transcripts turned to Regatta’s research on our overall outlook on domestic and foreign markets.
- The national venture capital and technology magazine Red Herring has utilized Regatta’s research.
Alignment of Interests. i.e. Fee-only, No Commission
We utilize a win-win client advisor incentive structure. We do not accept commissions on any investment in our clients’ accounts nor do we ever receive any monies when a transaction is made in a client’s accounts. A commission based payment structure creates a significant conflict of interest. Please read this article.

In addition to the three most noted criteria listed above, there are many other reasons why you should become a client of Regatta including:

Independence
Many financial management companies offer additional commission incentives for their brokers to "push" and sell their own inventory and products. We do not.
Diligent risk management
Our track record speaks for itself. We learn about each individual client’s goals and risk tolerance and make sure to actively keep his or her portfolio within those parameters.
We do not outsource
Our in-house team does all portfolio management and research decisions alleviating any disconnect that might happen between knowing our clients and the actual investment decisions.
Depth
We have a team culture with open communication throughout our company with experts in foreign currencies, bonds, real estate, stocks and commodities.
A global reach
We service clients from all over the world.
Rapidly Growing
Currently, we have offices in Texas and Louisiana with expansion plans to California and the East Coast.
Open door policy
We service the entire gamut of wealth, from investors just getting started to high net-worth individuals to institutions. We are looking for long-term relationships where we can build your portfolio over time and protect your assets.
Right size firm
Our unique model provides high touch personalized "first name" service to our clients traditionally associated with smaller firms while still delivering the research and decision making capabilities of a global firm.
Use of large national custodians
Very common in our industry. Your portfolio is held by your choice of a nationally recognized firm such as Fidelity or TD Waterhouse who provide you with Internet Access, Positions, Trade Reporting, Statements, and all Tax Reporting. You designate Regatta as your firm with trading authority.

This is not an offer to buy or sell securities. Past performance is no guarantee of future results, and you may have a gain or loss when selling an investment. Not FDIC insured. Not bank guaranteed. No current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by advisor), or product made reference to directly or indirectly on this web site, will be profitable or equal to corresponding indicated performance levels. Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of the investment management fee, the incurrence of which would have {the} effect of decreasing historical performance results. Always ask for and examine an advisory agreement and disclosure brochure (SEC Form ADV), along with current prospectus before investing. Consult with a professional before investing. Please note that there is no assurance that trading models will achieve their past or projected results and could result in a loss. Regatta Research & Money Management, L.L.C. is a registered investment advisor located in Metairie, Louisiana. Regatta and its representatives are in compliance with the current notice filing requirements imposed upon SEC registered investment advisors by those states in which Regatta maintains clients. Regatta may only transact business in those states in which it is registered, or qualifies for an exemption or an exclusion from registration statements. Regatta's web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of Regatta's web site on the Internet should not be construed by any consumer and/or prospective client as Regatta's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice, for compensation, over the Internet. Any subsequent, direct communication by Regatta with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration where the prospective client resides. For information pertaining to the registration status of Regatta, please contact the United States Securities and Exchange Commission (the "Commission)" and/or the state securities law administrators for whose states Regatta maintains a notice filing. A copy of Regatta's current written disclosure document discussing Regatta's business operations, services, and fees is available upon written request. Regatta does not make any representations or warranties as to the accuracy, the timeliness, suitability, completeness or relevance of any information prepared by an unaffiliated third party, whether linked to Regatta's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.