Table of Contents
- Terms of Use
- General Disclosures
- Privacy Policy
- Books by Regatta
- Code of Ethics
- ADV Part II
- Copyright
- Trademarks
- Removal from Regatta’s Database
I. Terms and Conditions of Use
Regatta Research & Money Management, LLC developed this website in order to provide an information service to its clients and their agents, its Broker/Dealer and RIA partners and other visitors. All information found in the pages of this website is protected under the copyright laws of the United States of America. No information found on the pages of this website may be copied, redistributed, reproduced or republished without the express written consent of Regatta Research & Money Management, LLC and unless the copyright notice is included.
Security of Transmissions
Transmissions made to Regatta Research & Money Management, LLC via the Internet are not secure; confidentiality of any information cannot be assured. Regatta Research & Money Management, LLC does not accept any responsibility for damages suffered from the transmission of confidential or sensitive information on the Internet.
No Investment Advice or Offers
The content of this website is strictly for information purposes only and does not constitute an offer or solicitation to purchase or sell any securities, or a recommendation of any security. Neither is this website a solicitation or offer to sell investment advisory services except in jurisdictions where Regatta Research & Money Management, LLC is registered or where an exemption or exclusion from such registration exists. Regatta Research & Money Management, LLC does not render or offer to render personalized financial, investment, tax, legal or accounting advice through this website. No visitor to this website should act or refrain from acting on the basis of any content included herein without seeking the appropriate financial or other professional advice.
Performance information presented on this website is historical, and is not indicative of future results.
Information on Website
While Regatta Research & Money Management, LLC has endeavored to compile accurate and timely information, and has relied on sources it believes to be reliable, the postings on this website may include inadvertent technical or factual inaccuracies and typographical errors. Regatta Research & Money Management, LLC does not warrant the accuracy or completeness of the materials provided and expressly DISCLAIMS ANY WARRANTY, EXPRESS OR IMPLIED, OF ANY KIND, INCLUDING, BUT NOT LIMITED TO, WARRANTIES OF MERCHANTABILITY, NONINFRINGEMENT OR FITNESS FOR ANY PARTICULAR PURPOSE. REGATTA RESEARCH & MONEY MANAGEMENT, LLC DOES NOT WARRANT OR REPRESENT THAT THE CONTENT ON THE SITE IS COMPLETE OR UP-TO-DATE.
Regatta Research & Money Management, LLC is under no obligation to update any content on the website. Regatta Research & Money Management, LLC may change the content on the website at any time without notice.
Linked Third-Party Sites
Access to any other Internet sites linked to this website is at the user's own risk. Hyperlinks to other websites are not an endorsement, approval or certification of information, projections or opinions located at such websites. In addition, third-party sites may be linked to this website, with or without the consent of Regatta Research & Money Management, LLC. Regatta Research & Money Management, LLC makes no warranty or representation regarding, does not endorse, and does not accept any responsibility for, any websites linked to or from this website or the information appearing thereon or any of the products or services described thereon.
Password Protection
Access to certain portions of this website is password protected. Passwords should be kept strictly confidential and should not be shared with any other persons not authorized by Regatta Research & Money Management, LLC. Regatta Research & Money Management, LLC reserves the right to terminate, at any time, any user's access to password-protected portions of this website.
Limitations of Damages
Under no circumstances shall Regatta Research & Money Management, LLC be liable for any direct, indirect, special, consequential, punitive or other damages that result from or relate to the use of, or the inability to access or use, the information, materials, content or function on this website or a linked site.
Indemnification and Release
By accessing this website, you agree to indemnify Regatta Research & Money Management, LLC and hold it harmless from any and all claims and expenses, including attorney's fees, arising from use of this website. In addition, you hereby release Regatta Research & Money Management, LLC from any and all claims, demands, damages, costs and expenses of any kind or nature whatsoever, whether known or unknown, that you may have against it arising out of or in any way related to such access and use.
Governing Law; Statute of Limitations
This website is published in the United States for residents of the United States. Persons who are not residents of the United States are subject to securities and tax legislation within their applicable jurisdictions that are not addressed on this website. No investment advisory service will be offered or sold in any jurisdiction in which such offer, solicitation or sale, would be contrary to the securities laws or other local laws and regulations. By accessing this website, you agree that the laws of the State of Michigan will apply to all matters relating to the use of this website, without regard to its conflicts of laws principles and, further, that any actions arising out of your use or access to this website shall only be brought in the courts of the State of Louisiana. Regatta Research & Money Management, LLC makes no representation that materials on the website are appropriate or available for use in other locations. Those who choose to access this website from other locations do so on their own initiative and are responsible for compliance with local laws.
Any cause of action you may have with respect to your use of this website must be commenced within one (1) year after the claim or cause of action arises. If for any reason any provision hereof is found, by a court of competent jurisdiction, to be unenforceable, that provision shall be enforced to the maximum extent permissible so as to implement the intent of these terms, and the remainder shall continue in full force and effect.
This is not an offer to buy or sell securities. Past performance is no guarantee of future results, and you may have a gain or loss when selling an investment. Not FDIC insured. Not bank guaranteed. No current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by advisor), or product made reference to directly or indirectly on this web site, will be profitable or equal to corresponding indicated performance levels. Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of the investment management fee, the incurrence of which would have {the} effect of decreasing historical performance results. Always ask for and examine an advisory agreement and disclosure brochure (SEC Form ADV), along with current prospectus before investing. Consult with a professional before investing. Please note that there is no assurance that trading models will achieve their past or projected results and could result in a loss. Regatta Research & Money Management, L.L.C. is a registered investment advisor located in Metairie, Louisiana. Regatta and its representatives are in compliance with the current notice filing requirements imposed upon SEC registered investment advisors by those states in which Regatta maintains clients. Regatta may only transact business in those states in which it is registered, or qualifies for an exemption or an exclusion from registration statements. Regatta’s web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of Regatta’s web site on the Internet should not be construed by any consumer and/or prospective client as Regatta’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice, for compensation, over the Internet. Any subsequent, direct communication by Regatta with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration where the prospective client resides. For information pertaining to the registration status of Regatta, please contact the United States Securities and Exchange Commission (the "Commission)" and/or the state securities law administrators for whose states Regatta maintains a notice filing. A copy of Regatta’s current written disclosure document discussing Regatta’s business operations, services, and fees is available upon written request. Regatta does not make any representations or warranties as to the accuracy, the timeliness, suitability, completeness or relevance of any information prepared by an unaffiliated third party, whether linked to Regatta’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
AS OF June 1, 2001
Regatta Research & Money Management, LLC ("RR&MM"), its partners and employees, respect and are committed to protecting the privacy of you, our client. As part of the strategic wealth management process, we gather a large amount of personal information about you and your financial situation. It is our policy not to disclose any nonpublic personal information about our clients or former clients to unaffiliated third parties; however, in order to facilitate your financial wealth management process, it may be necessary to provide certain specific information to your account custodian(s), estate planning attorney, accountant, or your other advisor(s). These disclosures may include personal information about you such as your name, social security number, assets and income. Furthermore, regulatory authorities and law enforcement agencies may periodically review this information in order to determine compliance with securities laws. If you prefer that we not disclose such information to unaffiliated third parties, you may opt out of those disclosures and direct us to contact you in advance each time we feel it is necessary to disclose personal or financial information to unaffiliated third parties as part of the investment management process.
RR&MM is committed to protecting your privacy. We restrict access to client information to ensure that your personal information remains secure and confidential. We also maintain physical, electronic and procedural safeguards that comply with federal standards to protect your privacy.
In order to comply with the requirements of the Gramm-Leach Bliley Act and SEC Regulation S-P (signed into law on November 12, 1999 with an effective date of November 13, 2000), we need to keep an acknowledged copy of this Client Privacy Policy for our files. Please complete the acknowledgment below and return it to us at your earliest convenience.
If you have questions or concerns about our Client Privacy Policy, please feel free to call Rudy J. Blanchard, our firm Compliance Officer, at (504) 831-4636.
Eric Greschner and Rudy Blanchard’s Books
Books by Eric Greschner and Rudy Blanchard are not regarding any advisory services provided by Regatta Research & Money Management, LLC or performance returns by clients of Regatta Research & Money Management, LLC, and represent only personal opinions and viewpoints of Eric Greschner and Rudy Blanchard. Regatta Research & Money Management, LLC manages its clients’ accounts using a variety of investment techniques, models, measures, and strategies not necessarily discussed in Eric Greschner and Rudy Blanchard’s books.
Regatta Research & Money Management Code of Ethics is awailable for download (PDF format). Please click here to view/save the Code of Ethics document.
To view this document you will need Adobe Acrobat, a free PDF viewer provided by Adobe. Please click the button below to get your free copy.
Form ADV is awailable for download (PDF format). Please click here to view/save the Form ADV document.
To view this document you will need Adobe Acrobat, a free PDF viewer provided by Adobe. Please click the button below to get your free copy.
All content included on this site, such as text, graphics, logos, icons, images, audio/video clips, charts, research, is the property of Regatta Research & Money Management, LLC and protected by United States and international copyright laws.
REGATTA RESEARCH & MONEY MANAGEMENT, LLC, AND MUTUAL FUNDS FOR THE SERIOUS INVESTOR and other Regatta Research & Money Management, LLC graphics, logos, page headers, button icons, scripts, and service names are trademarks or trade dress of Regatta Research & Money Management, LLC or its subsidiaries. Regatta Research & Money Management, LLC' trademarks and trade dress may not be used in connection with any product or service that is not Regatta Research & Money Management, LLC’, in any manner that may cause confusion among customers, or in any manner that disparages or discredits Regatta Research & Money Management, LLC. All other trademarks not owned by Regatta Research & Money Management, LLC or its subsidiaries that appear on this site are the property of their respective owners, who may or may not be affiliated with, connected to, or sponsored by Regatta Research & Money Management, LLC or its subsidiaries.
IX. Removal from the Regatta Research & Money Management, LLC Database
If contact information is willingly provided to us by mail, phone, email, online or otherwise, in response to our marketing activities, individuals may receive subsequent periodic information from Regatta Research on new products and services or upcoming events. If individuals don't wish to receive such information, please let us know by sending an email to , or by writing to the following address:
Regatta Research & Money Management, LLC.
ATTN: Privacy Department
2121 N. Causeway Blvd, Suite 257
New Orleans, LA 70001
Please provide Regatta Research with the exact name and address as it was originally provided. We will be happy to remove your name from our database and will do everything possible to honor your request for removal.
To unsubscribe from Regatta Research’s email communications, send an email to
Please type "UNSUBSCRIBE" in the subject field and include the email address where you received the content, along with any additional email addresses you would like suppressed. We will do our best to prevent you from receiving our email content in the future.
